Susan A. Cochran
Department of Ocean Sciences
University of California Santa Cruz
Santa Cruz, CA 95064
presented at the Sixth International Conference on Remote Sensing for Marine and Coastal Environments, Charleston, South Carolina, 1-3 May 2000.
ABSTRACT
Studies in terrestrial systems have shown that reflectance spectra of higher plants are sensitive to a
variety of physical, chemical and biological stresses, and that such rapid
and easily detectable spectral changes are powerful indicators of both
acute and chronic environmental stress. Although hyperspectral imaging
methods have been used in terrestrial systems for years, there have been
few applications in coastal and shallow marine systems. This study
evaluates the use of hyperspectral imaging spectroscopy techniques for
identifying, mapping, assessing, and monitoring natural and anthropogenic
effects on coastal and shallow marine ecosystems. Specifically, it
involves the development and application of hyperspectral techniques to
the terrestrial-aquatic interface zone of Elkhorn Slough in central California.
This study evaluates the
use of AVIRIS (Airborne Visible/InfraRed Imaging Spectrometer) imagery,
in combination with hand-held spectrometry, to look at the wetland vegetation
in order to detect biological changes in the environment. I analyzed
AVIRIS imagery, acquired by NASA/JPL in 1992, to create basic ground cover
distribution maps and search for patterns of stress in vegetation.
New spectral information of estuarine and aquatic plants, and other ground
coverages, was collected at a higher spatial resolution with a hand-held
spectroradiometer. I also created a unique spectral library for this
ecosystem and evaluated different stress indices for use with its estuarine
plants. The final outputs of this project are maps of vegetation
distributions and stress, suitable for input into a GIS project, that provide
management with a tool for sustainable ecosystem planning.
SPECTRAL LIBRARIES
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A
B
Examples of spectral signatures taken in the field with a hand-held spectroradiometer. (A) shows sample signatures from the main vegetation species found in the study area. (B) shows samples signatures of other ground cover types in and around Elkhorn Slough. The spectral library compiled for this study includes all major materials found in the study area, and also utilizes a standard mineral spectral library from the US Geological Survey's Spectroscopy Lab (http://speclab.usgs.gov). Although no in situ measurements were taken at the time of the AVIRIS overflight (04 Sept 1992), hand-held spectroradiometer readings of Elkhorn Slough field materials were taken near to that date in 1998 to account for any seasonal plant variations. This working spectral library is used as input for comparison and classification of the AVIRIS imagery.
IMAGE ANALYSIS AND MAPPING
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(C) Annotated, pseudo-color infrared image of the Elkhorn Slough study
area created from AVIRIS bands 41, 28, 18 (RGB=721nm, 656nm, 557nm).
The waters of Monterey Bay, Elkhorn Slough and Moro Cojo Slough show up
as dark areas because near infrared wavelengths (~754nm) are absorbed in
the very upper surface of water. The red areas indicate vegetation,
which reflects more in the near infrared than in green visible wavelengths.
The next steps in computer processing of the data included corrections
for atmospheric conditions using ATREM, an algorithm developed by the University
of Colorado - Boulder. All subsequent computer analysis was done
using ENVI software, including the Minimum Noise Fraction (similar to a
Principal Component Analysis) to segregate noise and determine the inherent
dimensionality of the data.
(D) Greyscale image of band
68 (1014 nm). Because one dataset did not cover the entire area of
interest, two AVIRIS scenes from different flight lines on the same date
were mosaicked together, and then a spatial subset was taken to outline
the study area and reduce the dataset. The images were then converted
from radiance to apparent reflectance with ATREM (ATmospheric REMoval program,
University of Colorado - Boulder). However, cirrus clouds visible
in the image still present a problem, and along with the low SNR of
1992 AVIRIS data, have complicated subsequent computer analysis of the
imagery.
A principle components transform,
known as the Minimum Noise Fraction (MNF) algorithm, was run to reduce
spectral noise and dimensionally subset the data. Due to the low
SNR of the data, only the first 30 of 224 possible bands were selected
for further analysis. A Pixel Purity Index (PPI) was run on these
spectrally coherent bands to determine the "purest pixels". The result
of this may be seen in (E), where the "purest" pixels are shown in
white.
After initial post-processing
of the data, (F) shows an unsupervised classification of the "purest" pixels
was successful in mapping ground cover types, including a vegetation class
where Salicornia sp. may be found. Georectification of the image,
and subsequent ground-truthing of these areas in the field, resulted in
90% accuracy.
(G) 5-D example of ENVI's
n-Dimensional Vizualization of the "purest" pixels showing colored clusters
of pixels which may be interpreted as spectral endmembers.
(H) shows the colored spectral
endmember pixels plotted back into their correct geographic location, and
overlayed on a greyscale image of MNF band 2. In addition to the
grouped clusters shown in the above 5-D Visualization image, further analysis
enabled the extraction of additional endmembers shown here.
Unfortunately, Salicornia
sp., the initial focus of this study, was not able to be spectrally extracted
using this method. This may be due to 1) the 20m spatial resolution
of existing AVIRIS imagery is too large for the small-scale patchiness
inherent to Elkhorn Slough wetlands; and 2) the above mentioned low SNR
of the 1992 AVIRIS dataset compounded with clouds and moisture in the atmosphere.
(I) Mapped results from
ENVI's supervised Spectral Angle Mapper (SAM) algorithm using only the
"pure" pixels and 8 user-defined training classes chosen from a priori
knowledge of the field area. Differences from the unsupervised classification
include a small portion of the evaporite pond being classified as asphalt/dirt,
and a large portion of the Eucalyptus grove being mapped as water.
Although exact conditions of the field area in 1992 (when the imagery was
acquired) are not known, these classifications are unlikely.
(J) Mapped results from
the SAM algorithm, using all pixels in the image (not just the "pure" pixels).
The algorithm was run with 1 user-defined training class: wetland vegetation
(including Salicornia sp.).
The images shown above are
examples of some of the maps created from this study. The final products
are digital, georeferenced maps, available for printing as hard-copies
or for importing into a Geographic Information System (GIS) software package
for future use.
RATIO ANALYSIS
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K
(K) shows a series of signatures
collected along a transect of Salicornia sp. in Elkhorn Slough on 14 Aug
98. The signatures range from healthy "green" vegetation to an unhealthy
"grayish" dying plant. Note how the healthy signal shows a high green
reflectance (~550nm), a relatively strong red absorption feature (~650nm),
and very high reflectance in the near infrared (NIR) plateau (~750-925nm).
As the plants die, they lose their green reflectance, red absorption and
high NIR plateau, and the overall signature geometry "flattens out".
L
M
(L) shows two standard vegetation indices (NDVI and SAVI), commonly used
as indicators of health, several stress ratios, and the Red edge Vegetation
Stress Index (RVSI) applied to the data collected along the Salicornia
sp. transect shown in (K). The samples range from healthy (1) to
poor (7). The NDVI and SAVI show similar trends along the transect, with
the four healthiest plants having very similar values and then declining
through the three "stressed" plants. Three of the stress ratios (695nm/760nm,
710nm/760nm, and 695nm/850nm) are consistent with the known trend of health
along the transect. However, both the 695nm/420nm stress ratio and
the RVSI have different patterns from these trends (M).
N
While the 695nm/760nm ratio shows little variation and no trend along the transect
(N), there is a strong and very similar increase in the other two stress
ratios. The 710nm/760nm ratio varies a factor of 2 (from approx 0.2 to
0.5), but the 695nm/850nm ratio varies a factor of 5 (from approx 0.05
to 0.25) and was therefore used for further analysis in this study.
(O) shows the 695nm/850nm
stress ratio applied to the pixels identified as wetland by the analysis
shown in (J). Pixels shown in red have higher ratio values and indicate
areas of potential ecosystem stress at the time of the AVIRIS data collection.
Although many of these areas may not have appeared visibly stressed to
a casual observer, these examples illustrate the ability of hyperspectral
imaging spectroscopy to detect physiological changes in ecosystems before
it becomes apparent to the human eye, leading to the potential of arresting
problems before they go unchecked. Using maps such as these, environmental
managers can focus their investigations and programs on specific locations.
When applied to multi-temporal data, seasonal patterns and early detection
of potential problem areas may be tracked and monitored.
Conclusions
Good results were obtained
from ENVI's unsupervised classification technique to create a basic ground
cover map. Reasonable results were obtained using the Spectral Angle
Mapper (SAM) supervised classification technique with one user-defined
training class to map the extent of wetland vegetation. However,
the SAM was not able to identify substrate types when compared to library
spectra collected in the field.
Of the five stress ratios
compared in this study, the 695nm/850nm stress ratio provided the most
consistent results for ecosystem health analysis in the wetland environment
of Elkhorn Slough, while neither the 695nm/420nm ratio nor the Red-edge
Vegetation Stress Index (RVSI) detected gradients of physiological stress.
Sources of error included
the 1) inability of ATREM to account for temporally and spatially varied
water vapor concentrations; 2) ATREM's failure to correct for cloud scattering
effects.
This investigation found
the poor signal to noise ratio in the 1992 AVIRIS data limited spectral
identification of endmembers, and the 20 m ground resolution pixel size
minimized the ability to detect small-scale patchiness in this wetland
ecosystem.
Hyperspectral techniques
can provide rapid results, virtually in real-time, to evaluate research
and monitoring efforts in coastal environments, to detect and evaluate
environmental changes, and to detect, monitor and interpret biological
responses to those changes. This technology will provide a powerful
tool for assessment of current management programs in Elkhorn Slough and
may be easily transposed to other coastal environments.
Future studies must give
priority to ground cell resolution when planning the use of remote sensing
techniques for mapping and monitoring.
Acknowledgements
This presentation, a culmination
of studies from my M.S. thesis, Hyperspectral Imaging Techniques Applied To Ecosystem Health In Elkhorn Slough, CA (1999), at UC Santa
Cruz, was conducted as part of a joint investigation with Lawrence
Livermore National Laboratory (LLNL) and supplemented with funding
from the Cooperative Institute
for Coastal and Estuarine Environmental Technology (CICEET).
I also wish to thank UCSC's ReEntry
Services, the American Museum of Natural
History, and the Houston Underwater
Club/Seaspace for their additional
financial support. Special thanks goes to Brigette
Martini, Bill Pickles, Don
Potts, and Daria Siciliano
for help in the field.